Report

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Assessing Equity

A study into fairness
in publicly funded provision
in enterprise and small business
within Northern Ireland


Executive Summary

August 1993

The Institute for Enterprise Strategies


Introduction

This summary outlines the findings and conclusions from a study into how public expenditure in enterprise and small business development is accessed and used by the two principal communities and others within Northern Ireland. The origins of the study lay in the mutual interest of LEDU in reviewing its operations particularly from the perspective of progressing its 'Targeting Social Needs' objective and of the Central Community Relations Unit (CCRU), concerned with reviewing uptake of public resources by the differing communities in Northern Ireland.

The study was designed and carried out by an independent consultancy organisation, the Institute for Enterprise Strategies (IES). The aim of the study may be simply put as to establish the proportions of LEDU funding, direct and through the LEA network, going to the Protestant, Catholic and other communities.

No information was readily available on any individual's religion. In all cases therefore it was necessary for others; the consultants and LEA personnel, to perceive the likely community background of an individual from that information which was available. This introduces a degree of inaccuracy and uncertainty into the findings. The work then fell into two parts; that dealing with LEDU and the LEAs.

The LEDU analysis was based on a detailed examination of a sample of 545 cases, 412 approved and 133 rejected or otherwise not proceeded with. The cases were selected from all cases from 1990 to end March 1993. The principal criteria used for ascribing a perceived religion was school attended - using the DED Classification of Schools for Monitoring Purposes - though others were used as available, such as referee statements and so forth. (Names, either forename or surname, were not used). Findings at the regional level, particularly for a minority within a region, should be interpreted with caution as the regional samples are obviously only a fraction of the size of the overall sample.

Analysing the LEAs required their co-operation as generally there is little information recorded on their clients other than name and address. The manager in each case was then asked, with the help of their development officer as appropriate, to provide summary figures and totals. In no case was information asked for or given that would associate a particular individual with a perceived religion. Similarly in the LEDU analysis no indication of religion was in any way linked to an individual's file.

Information was sought on the major services of the LEAs; the tenants, the training funded by LEDU (Enterprise Training and Target Programmes), and the seed fund (if any) funded by the IFI and others. Information was sought on all the current tenants, otherwise the information sought related to 1992.

Two LEAS declined to participate in the study, a third answered 'not known' to all questions relating to perceived religion. Most LEAs expressed reservations as to the value of the study, their ability to help, or claimed that they were too busy, required payment or some combination of the above. A small number however displayed enthusiasm for the concept of being adjudged fair.


Summary Findings

LEDU

Three tables are presented below. Each records the proportions of those perceived as Catholic, Protestant, and so forth, for the sample, by Regional Office. The first table below details the split by perceived religion for all the 412 Approved cases.

Approved Cases by Perceived Religion

.
Perceived as....
.
NI
Catholic
NI
Protestant
Mixed NI
RC / NI P
Other Mixed
Partnership
Other (Non NI
or Not RC/P)
Insufficent
Information
Total
Regional Office
%
%
%
%
%
%
%
Western
65.0
26.7
0.0
0.0
3.3
5.0
100
Southern
43.8
31.3
0.0
0.0
7.8
17.2
100
SouthEast
7.8
70.3
0.0
3.1
3.1
15.6
100
North West
52.5
30.0
0.0
0.0
2.5
15.0
100
North East
16.7
53.3
0.0
1.7
3.3
25.0
100
Belfast
37.1
37.1
1.6
2.4
12.1
9.7
100
Total
36.2
41.5
0.5
1.5
6.6
13.8
100


For 360 of these cases it was possible to establish the amount paid. In the remainder of cases no payment may yet have been made.


Assistance by Perceived Religion

.
Perceived as...
.
NI
Catholic
NI
Protestant
Mixed NI
RC / NI P
Other Mixed
Partnership
Other (Non NI or Not RC/P)
Insufficient
Information
Total
Regional Office
%
%
%
%
%
%
%
Western
40.8
46.8
0.0
0.0
2.1
10.4
100
Southern
42.8
30.6
0.0
0.0
3.3
23.2
100
South East
4.6
75.4
0.0
7.1
4.3
8.6
100
North West
56.9
18.7
0.0
0.0
1.0
23.4
100
North East
12.9
55.4
0.0
0.8
4.5
26.4
100
Belfast
36.7
30.1
0.4
5.7
8.9
18.2
100
Total
33.7
39.8
0.1
2.6
4.7
19.2
100


It is clearly important to look at relative representation amongst those who were rejected, dissuaded, disillusioned, or decided not to proceed, see next table overleaf.


Non-Approved by Perceived Religion

.
Perceived as....
.
NI
Catholic
NI
Protestant
Mixed NI
RC / NI P
Other Mixed
Partnership
Other (Non NI
or Not RC/P)
Insufficient
Information
Total
Regional Office
%
%
%
%
%
%
%
Western
50.0
14.3
0.0
0.0
0.0
35.7
100
Southern
44.8
24.1
0.0
0.0
13.8
17.2
100
South East
0.0
60.0
0.0
6.7
13.3
20.0
100
North West
88.9
0.0
0.0
0.0
11.1
0.0
100
North East
16.7
75.0
0.0
0.0
8.3
0.0
100
Belfast
29.6
25.9
0.0
1.9
5.6
37.0
100
Total
34.6
30.8
0.0
1.5
8.3
24.8
100



LEAs

The defining characteristic of an LEA is its location. With the possible exception of ARC, which does not offer workspace, LEAs are found to be very reflective of the immediate locality and this applies across all the LEA's services. Indeed regardless of the fairness of the management and the steps taken to attract cross-community interest it remains the case that many areas in Northern Ireland are highly polarised and even that minority which is present in the immediate area may be instinctively inclined to travel to adjacent areas where they feel more comfortable. Clearly perception is more important than reality, though 'reality' then quickly reflects perception.

The LEA analysis must then take place at a higher level of aggregation than the individual agencies. The following table, which notes the absence of the nonparticipating agencies, presents the findings by LEDU Region and all Northern Ireland.

LEA Tenants by Perceived Religion (%)

.
Perceived as....
.
NI Catholic
NI Protestant
Mixed NI
RC / NI P
Other Mixed
Partnership
Other (Non NI
or Not RC/P)
Insufficient Information
Total
.
%
%
%
%
%
%
%
Western
64.0
28.0
2.7
0.0
1.3
4.0
100
Southern
40.0
31.7
15.2
0.0
5.5
7.6
100
South East *
6.7
92.0
0.0
0.0
1.3
0.0
100
North West **
64.6
16.7
12.5
0.0
0.0
6.3
100
North East ***
28.3
50.0
0.0
0.0
8.7
13.0
100
Belfast
58.3
20.5
4.7
0.0
4.7
11.8
100
TOTAL
44.4
37.4
7.0
0.0
3.9
7.4
100


* excludes Lisburn, ** excludes Eurocentre West, *** excludes Ballymoney / Moyle. The missing agencies would be expected to have little impact on the South East and North East results. perhaps increasing the 'Catholic' proportion in the North West.


Conclusions

LEDU

Overall the figures suggest that application to, and benefit from, LEDU is in line with what we might expect from Census figures - see following table - relating to the economically active population. LEDU's operations should therefore be seen as fair.

Economically Active Population by Religion
1991 Census

.
Roman Catholic
None -
Not Stated
All Others*
Total
.
%
%
%
%
Western
53.3
6.4
40.3
100
Southern
48.5
9.6
41.9
100
South East
13.8
14.9
71.3
100
North West
60.3
7.0
32.7
100
North East
19.5
13.3
67.3
100
Belfast
37.5
15.2
47.3
100
TOTAL
35.1
12.1
52.8
100
* All Others is a close proxy for 'Protestant' in its common wider usage.


At the regional level, in only one area, the South East, does there appear to be a possibly significant difference between the study results (4.6% of assistance going to those 'perceived Catholic') and the Census figures (where 13.8% of the economically active aged 16 to 64, in the South East recorded their religion as Catholic in 1991).

A number of points must be made. Firstly 8.6% of the assistance provided could not be ascribed due to insufficient information. Obviously some proportion of the recipients of this would be Catholic. This may be further aggravated by two factors; that some schools in the area have a small though significant Catholic intake yet are classified for monitoring purposes as Protestant, leading to some misclassification, and, possibly, that minorities are everywhere less likely to reveal details that identify them as such. Offsetting this adjustment it must be noted that 15.9% in the Census in this area gave 'None' or no response to the religion question and a proportion of these will be Catholic. The second major doubt concerns the reliability of the sample given its size -64 (60 with details of assistance paid). Further work, to determine if this state persisted with a new and larger sample, would be necessary before any operational changes should be considered.


LEAs

There is an overall bias in existing LEA provision in favour of Catholics. This is most marked in Belfast.

This reflects however a historical pattern of development with rural areas and Catholic West Belfast being much quicker to develop community based economic development groupings. Current expansion of the LEA network under the Local Enterprise Programme - pending additions include East Belfast, Castlereagh and Newtownabbey, with Ballymena's development falling after the survey work - will reduce and possibly eliminate imbalance.


Issues

LEDU

DED is currently reviewing the introduction of monitoring of access to and usage by community background across all its services and those of its agencies. Clearly LEDU developments must await the outcomes of these deliberations.

However most LEDU provision straddles that which might be considered individual and that pertaining to a company. For the IDB and company development side of the Training and Employment Agency existing FEC information on client companies religious composition may typically be referenced thereby avoiding the need for additional requests for information. Other DED related provision is at the level of the individual, either employment, direct or placement, or training. In these cases monitoring mechanisms are already used, based around slips to record the individuals' notional affiliations.

FEC information on employees' religion is however unlikely to go below a floor of five employees, (current requirements relate to firms employing more than 11), so that even in the future the vast majority of LEDU assistance cases, and majority of funding, cannot be determined without a specific LEDU mechanism. It should be noted that the dropping of the request for information on Schooling in the recent revision of the application form is in line with monitoring best practice, where such information is separated from the case file. Its removal does however mean that it would be impossible to repeat the approach used in this study again for the future.

If monitoring is to be introduced therefore some form of separate slip system would seem the most appropriate mechanism.

There is the question of the dissemination of the results. LEDU Regional Managers are aware that the study took place and given the sensitivity of the study internal communication of the overall findings would be both desirable and beneficial.

Wider dissemination, if desired, could include publication of an agreed paper in a research journal or more straightforward press release.


LEAs

That 'completion' of the network is key in addressing fairness is noted above.

At the level of the individual LEA, and recognising their independence, and indeed opportunity to access other non LEDU resources, some public, some European and some private, little direct action is possible (or necessary). However a 'best practice' guidance manual explaining the issues and how to deal with them may be valuable. Publication of the individual LEA results or even the overall totals would seem of little value.

Any move towards devolving existing LEDU functions to a select number of LEAS would need to take full account of perceived accessibility by all communities.


Other Issues

It should be noted that the study has been concerned with the operation of LEDU and the LEAS. It has not addressed the questions of whether or not there are different attitudes to enterprise, different views of LEDU and the LEA network and so forth. Example questions that remain unanswered include: attitudes to self-employment - are both religions equally driven by same factors, eg unemployment?, is there a difference in success by religion?

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